Key Individuals
Rob Spanjaard, Wally Gray, Ron Cape and Simon Sylvester are our Key Individuals. None of our Key Individuals or Representatives have ever been de-barred in terms of FAIS.
Approved Categories
The following table outlines the categories of products approved by the Financial Services Conduct Authority that we are licensed for:
| Category Description | Advice | Intermediary |
| CATEGORY I | ||
| Long-Term Insurance : Category B1 | X | X |
| Retail Pension Benefits | X | X |
| Pension Funds Benefits (excluding retail) | X | X |
| Securities and Instruments :Shares | X | X |
| Securities and Instruments : Money market instruments | X | X |
| Securities and Instruments : Debentures and securitised debt | X | X |
| Securities and Instruments : Warrants, certificates and other instruments | X | X |
| Securities and Instruments : Bonds | X | X |
| Securities and Instruments : Derivative instruments | X | X |
| Participatory interests in Collective Investment Schemes | X | X |
| Foreign currency denominated investment instruments | X | X |
| Deposits Defined in the Banks Act – exceeding 12 months | X | X |
| Deposits defined in the Banks act – 12 months or less | X | X |
| CATEGORY II – Discretionary FSP | ||
| Securities and Instruments: Shares | X | |
| Securities and Instruments: Money market instruments | X | |
| Securities and Instruments: Debentures and securitised debt | X | |
| Securities and Instruments: Warrants, certificates and other instruments | X | |
| Securities and Instruments: Bonds | X | |
| Securities and Instruments: Derivative instruments | X | |
| Participatory interests in Collective Investment Schemes | X | |
| Foreign currency denominated investment instruments | X | |
| Long-term Deposits | X | |
| Short-term Deposits | X |