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  • HOME
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Compliance Officer

Posted May 15, 2015 · Add Comment

To ensure effective and continuous compliance with regard to new legislation, we have appointed external compliance officer, HA Goosen, from Independent Compliance Services

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FAIS Categories of Products Approved by the FSCA

Posted May 15, 2015 · Add Comment

The FAIS categories for which we are licenced

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  • Recent Updates

    • Unit Classes and Fees August 31, 2021
    • What sets your philosophy apart from your peers? September 28, 2017
    • Do you have a minimum number of holdings? August 8, 2016
    • Are managers required to expose their own personal capital to the fund? August 8, 2016
    • Could you please provide clarity around your method to understand the extent of the opportunity, rather than to rely on the instrinsic value? January 28, 2016
    • To what extent are Rob’s skills transferred onto the wider team? January 28, 2016
    • Professional Indemnity September 25, 2015
    • Statutory Licences and Documentation July 23, 2015
    • Do you employ a strategic or tactical asset allocation approach to your research? July 16, 2015
    • No Key Client Risk June 24, 2015
    • How many investments do you think an analyst should cover at any point in time? June 11, 2015
    • Audit Committee June 8, 2015
    • Socially Responsible Investing May 25, 2015
    • Operational Flow Diagrams May 20, 2015
 
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