FAIS Categories of Products Approved by the FSCA

- Governance and Regulations - Tagged With: ,

Key Individuals

Rob Spanjaard and Wally Gray are our Key Individuals.  None of our Key Individuals or Representatives have ever been de-barred in terms of FAIS.

Approved Categories

The following table outlines the categories of products approved by the Financial Services Conduct Authority that we are licensed for:

Category Description Advice Intermediary
CATEGORY I
Long-Term Insurance : Category B1 X X
Retail Pension Benefits X X
Pension Funds Benefits (excluding retail) X X
Securities and Instruments :Shares X X
Securities and Instruments : Money market instruments X X
Securities and Instruments : Debentures and securitised debt X X
Securities and Instruments : Warrants, certificates and other instruments X X
Securities and Instruments : Bonds X X
Securities and Instruments : Derivative instruments X X
Participatory interests in Collective Investment Schemes X X
Foreign currency denominated investment instruments X X
Deposits Defined in the Banks Act – exceeding 12 months X X
Deposits defined in the Banks act – 12 months or less X X
CATEGORY II – Discretionary FSP
Securities and Instruments: Shares X
Securities and Instruments: Money market instruments X
Securities and Instruments: Debentures and securitised debt X
Securities and Instruments: Warrants, certificates and other instruments X
Securities and Instruments: Bonds X
Securities and Instruments: Derivative instruments X
Participatory interests in Collective Investment Schemes X
Foreign currency denominated investment instruments X
Long-term Deposits X
Short-term Deposits X