Governance and Regulations Archives - Rezco Asset Management Institutional Due Diligences

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Professional Indemnity

Posted September 25, 2015 · Add Comment

R150m and R125m cover for Rezco Collective Investment Ltd and Rezco Asset Management (Pty) Ltd

Statutory Licences and Documentation

Posted July 23, 2015 · Add Comment

Download copies of our FSB certificates, CIPRO documentation, etc

Audit Committee

Posted June 8, 2015 · Add Comment

The Audit Committee is chaired by Leon Kaplan, an independent non-executive director

Compliance Officer

Posted May 15, 2015 · Add Comment

To ensure effective and continuous compliance with regard to new legislation, we have appointed external compliance officer, HA Goosen, from Independent Compliance Services

FAIS Categories of Products Approved by the FSCA

Posted May 15, 2015 · Add Comment

The FAIS categories for which we are licenced

Company Policies

Posted April 29, 2015 · Add Comment

Company policies are listed here

Treating Customers Fairly (TCF)

Posted March 6, 2015 · Add Comment

Here is a copy of our latest TCF policy: Treating Customers Fairly Policy

Recent Updates
- Unit Classes and Fees August 31, 2021
- What sets your philosophy apart from your peers? September 28, 2017
- Do you have a minimum number of holdings? August 8, 2016
- Are managers required to expose their own personal capital to the fund? August 8, 2016
- Could you please provide clarity around your method to understand the extent of the opportunity, rather than to rely on the instrinsic value? January 28, 2016
- To what extent are Rob’s skills transferred onto the wider team? January 28, 2016
- Professional Indemnity September 25, 2015
- Statutory Licences and Documentation July 23, 2015
- Do you employ a strategic or tactical asset allocation approach to your research? July 16, 2015
- No Key Client Risk June 24, 2015
- How many investments do you think an analyst should cover at any point in time? June 11, 2015
- Audit Committee June 8, 2015
- Socially Responsible Investing May 25, 2015
- Operational Flow Diagrams May 20, 2015

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Recent Updates