Treating Customers Fairly (TCF)

Posted March 6, 2015 · Add Comment

Here is a copy of our latest TCF policy: Treating Customers Fairly Policy

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Recent Updates
- Unit Classes and Fees August 31, 2021
- What sets your philosophy apart from your peers? September 28, 2017
- Do you have a minimum number of holdings? August 8, 2016
- Are managers required to expose their own personal capital to the fund? August 8, 2016
- Could you please provide clarity around your method to understand the extent of the opportunity, rather than to rely on the instrinsic value? January 28, 2016
- To what extent are Rob’s skills transferred onto the wider team? January 28, 2016
- Professional Indemnity September 25, 2015
- Statutory Licences and Documentation July 23, 2015
- Do you employ a strategic or tactical asset allocation approach to your research? July 16, 2015
- No Key Client Risk June 24, 2015
- How many investments do you think an analyst should cover at any point in time? June 11, 2015
- Audit Committee June 8, 2015
- Socially Responsible Investing May 25, 2015
- Operational Flow Diagrams May 20, 2015